CCP™ Certified Compliance Professional

What topics are covered by the course?

Introduction to Compliance

- What is corporate compliance?
- Who is responsible for managing it?
- What are the benefits of its introduction?
- Fostering a culture of accountability?

The Regulatory Environment And The Role Of Regulators

- Regulatory Drivers?
- A variety of legal obligations and due diligence?
- The Regulatory Environment and The Role Of Regulators (continued)

- International responses to the problems of money laundering economic crime, cyber-sabotage and terrorism
- Noncompliance and its ramifications

Compliance and The Role Of Corporate Governance

- What is governance
- The corporate constitution and governance structures
- Duties and responsibilities of directors
- Protection of stakeholder interests

Compliance and Business Ethics

- What is ethics
- Ethics and corporate accountability:Sarbanes-Oxley
- Benefits of a commitments to sound business ethics
- Corporate ethics guidelines

Developing A Corporate Compliance Program

- Code of conduct
- Policies and procedures
- Best practice principles
- Monitoring and auditing

The Corporate Compliance Function

- The location of the compliance function
- Integration or independence of the compliance function
- An optimal compliance architecture
- The Compliance Officer

Group Exercise
- Key issues in Compliance:

Money Laundering

- What is Money Laundering? Definitions and Examples
- Is AML Compliance Different From Regular Compliance?
- Understanding the different requirements
- Financial Action Task Force (FATF)
- US Patriot Act
- Treasury/ Securities and Exchange Commission (SEC)

Money Laundering Continued

- Suspicious Activity Monitoring, Detection and Reporting
- Definition of suspicious activity

Banks and Financial Institutions required to file Suspicious Activity
- Reports (SARs)
- The gatekeeper initiative – G-8 finance ministers attempt to require professionals to file SARs

Other Issues In Compliance

- The demand for Corporate Social Responsibility (CSR)
- Fraud and corruption control
- Whistle blower programs and the law

Who should attend?

This program is designed to provide an holistic overview of compliance. All professionals with responsibility for compliance will benefit by attending, specifically:

- Compliance Officers and managers
- Managers and Executives
- Compliance Professionals
- Risk Managers
- Legal Advisers and Lawyers
- Auditors and Audit Managers

What will I be able to do on completion?

Benefits of attending this highly interactive 5 day course:
- Successful completion of this course makes you a CCP™ Certified Compliance Professional. You can use the designation CCP™ on your business card and resume.
- Membership to the only professional body recognized by the AACSB, the world’s leading collection of business schools
- Up to 18 months membership to the IABFM professional body
- Access to the IAFBM network and body of information online
- Preferred access to education centers in USA, UK, Europe, Asia, Middle East and Latin America
- Access to the IABFM journal published online Gold Embossed
- Certificate with your name and designation as MIAFM (Member of International Academy of Business and Financial Management)

How will I be assessed?

Quizzes, attendance, active participation, written exam.

For registration contact:

Senior Marketing Manager
T +971 (0) 4 447 57 11 ext.654
T +966 (0) 11 464 48 65 ext.654
F +971 (0) 4 447 57 10

Guide Price: 3790 USD

Delivery: Classroom
Category: Finance & Investment »
Duration: 5 Days
Qualification: CCP™ Certified Compliance Professional

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