Compliance Management Level 3
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Course Content
1. What is Compliance Management?
The first module will introduce the student to modern concepts of compliance management (CM) skills, and how these can change and develop within a business management context. It examines the way CM evolves, and the compliance manager's role in this process. The module concludes a range of guidelines in practical compliance mandates, looking at effective CM.
2. The individual as a Compliance Manager
In this module the student will focus on some essential core skills for a compliance manager, with tips and techniques for successful compliance management, compliance goal-setting, compliance problem-solving, effective compliance resolution meetings, compliance interviewing and giving or receiving compliance related feedback. Relevant tools are explored, including compliance landscape analysis.
3. Compliance Structure and Environment
This module includes an assessment of different features and types of compliance organisation structure and the various environments within which compliance organisations operate. This module assesses recent trends and the move towards the use of compliance integration, and also looks at how to analyse their effects to anticipate a compliance organisation future evolution.
4. Managing Compliance Processes
This module takes an in-depth look at the internal features of a compliance organisation, including planning and strategy, compliance costs and budgets and the benefits of understanding the compliance processes of a business. Practical advice is provided on facilitation of workshops, in the context of compliance process improvement.
5. Managing Compliance Projects
The module helps students to answer 'What is a compliance project'; this is achieved by providing a step-by-step breakdown of the key phases for managing compliance projects in order for them to be a success. It provides advice on financing compliance projects, and on quality compliance assessment. The module provides guidance on compliance project team roles and effective brainstorming for problem-solving.
6. Managing Compliance Diversity
This module embraces the increasingly diverse UK, EU, US and global compliance mandates and the business case for managing by diversity-unification principles. Key compliance issues and legislation will be examined, including common challenges and potential conflicts, diverse compliance themes of international regulatory styles etc.
7. Compliance and Change
Compliance and change may be regarded as a 'chicken and egg principle' - which comes first? Accordingly this module includes a review of compliance-caused/affecting organisational changes, managing the compliance-change process, dealing with individual resistance and cultural issues, the use of coaching, mentoring and facilitation development.
8. Quality and Compliance
If you cannot size it, you cannot measure it, and if you cannot measure it, you cannot improve it - this is a quality and compliance axiom. The use of compliance goals, related compliance performance indicators, service level agreements and benchmarking will be considered, along with a review of quality-compliance management improvement.
9. Audit and Compliance
If you cannot audit it, you cannot measure it, and if you cannot measure it, you cannot improve it - this is an audit and compliance axiom. The use of audit objectives, related audit-compliance performance indicators, service level agreements and benchmarking will be considered, along with a review of audit-compliance management improvement.
10. Ethics and Compliance
This module examines recent trends in business ethics, corporate governance, environmental issues and social responsibility. Practical advice is provided with tips and guidance on making ethics and compliance presentations. Finally, the student is taken through a course review to reflect on their learning and also to help them to set career goals for their next steps.
Entry Requirements
All students must per 16 years of age and above.
These require a minimum prior learning to GCSE standard in order to for students to manage study and the assumed knowledge within course content.
Study Hours
Approximately 20 hours per unit
Assessment Method
Final online multiple choice examination.
Please note that you can enrol on this course at anytime.
Award
Level 3 Diploma in Compliance Management
This course is Quality Assured by OLQA
Additional Information
You will receive a certificate from the College. Fees for both are included in the course fee.
The course can be enrolled upon by students Internationally. There are no deadlines for enrolments.
To view the differences between our qualifications, please click HERE
What's Included
All study materials to enable the student to successfully complete the Diploma. Support is provided by the tutor department. Certification upon completion. All examination fees.
Course Fee
£465.00
Payment by Instalments
Students are able to pay course fees in monthly instalments. Click here to download our instalment plan.
Further Information
These require a minimum prior learning to GCSE standard in order to for students to manage study and the assumed knowledge within course content.
They provide an ability to gain and apply a range of knowledge, skills and understanding in a specific subject at a detailed level. Level 3 qualifications such as A levels, NVQ3, BTEC Diplomas etc. are appropriate if you plan to progress to university study.
Level 3 courses which are not examination board accredited can assist you in career development, continued professional development, personal development, and provision of a basis for further study.
Progression from level 3 is to specialist learning and detailed analysis of a higher level of information (for example university level study, Diploma Level 5 study).
Level 3 Diploma
The Quality Assured Diploma is a Level 3 equivalent on the National Qualifications Framework. The Diploma is a 1 year course which is self study and is examined by online examination. The Diploma is awarded by Oxford College. Upon completion of the course you will receive certification awarded by Oxford College.
Your course is delivered online via the Oxford Learning On Campus website.
This is a flexible learning course, so the more time you have to commit to your studies, the sooner you are able to complete.
Please note that included in your course fee is your registration to the On Campus student community, and a licence to print your study materials.
Please note that the licence is for one print only, so please ensure that you have enough paper and ink to print the full course materials if required.
You will require having one of the following packages to access your On Campus area:
Windows:Windows 98, 2000, XP, Vista, Windows 7 - Acrobat Reader 4.0 and above
Macintosh:Mac OS X, Mac OS 9.2 - Acrobat Reader 4.0 and above
In the student 'On Campus' you are also able to take part in the student chat room and forums as part of our online student community.
After enrolling online you will receive your username and password to access the On Campus area within 5 working days. You will also receive your personal Oxford Learning student number via email.
Materials and support provided by Oxford Learning.
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Further Details
Course Content
1. What is Compliance Management?
The first module will introduce the student to modern concepts of compliance management (CM) skills, and how these can change and develop within a business management context. It examines the way CM evolves, and the compliance manager's role in this process. The module concludes a range of guidelines in practical compliance mandates, looking at effective CM.
2. The individual as a Compliance Manager
In this module the student will focus on some essential core skills for a compliance manager, with tips and techniques for successful compliance management, compliance goal-setting, compliance problem-solving, effective compliance resolution meetings, compliance interviewing and giving or receiving compliance related feedback. Relevant tools are explored, including compliance landscape analysis.
3. Compliance Structure and Environment
This module includes an assessment of different features and types of compliance organisation structure and the various environments within which compliance organisations operate. This module assesses recent trends and the move towards the use of compliance integration, and also looks at how to analyse their effects to anticipate a compliance organisation future evolution.
4. Managing Compliance Processes
This module takes an in-depth look at the internal features of a compliance organisation, including planning and strategy, compliance costs and budgets and the benefits of understanding the compliance processes of a business. Practical advice is provided on facilitation of workshops, in the context of compliance process improvement.
5. Managing Compliance Projects
The module helps students to answer 'What is a compliance project'; this is achieved by providing a step-by-step breakdown of the key phases for managing compliance projects in order for them to be a success. It provides advice on financing compliance projects, and on quality compliance assessment. The module provides guidance on compliance project team roles and effective brainstorming for problem-solving.
6. Managing Compliance Diversity
This module embraces the increasingly diverse UK, EU, US and global compliance mandates and the business case for managing by diversity-unification principles. Key compliance issues and legislation will be examined, including common challenges and potential conflicts, diverse compliance themes of international regulatory styles etc.
7. Compliance and Change
Compliance and change may be regarded as a 'chicken and egg principle' - which comes first? Accordingly this module includes a review of compliance-caused/affecting organisational changes, managing the compliance-change process, dealing with individual resistance and cultural issues, the use of coaching, mentoring and facilitation development.
8. Quality and Compliance
If you cannot size it, you cannot measure it, and if you cannot measure it, you cannot improve it - this is a quality and compliance axiom. The use of compliance goals, related compliance performance indicators, service level agreements and benchmarking will be considered, along with a review of quality-compliance management improvement.
9. Audit and Compliance
If you cannot audit it, you cannot measure it, and if you cannot measure it, you cannot improve it - this is an audit and compliance axiom. The use of audit objectives, related audit-compliance performance indicators, service level agreements and benchmarking will be considered, along with a review of audit-compliance management improvement.
10. Ethics and Compliance
This module examines recent trends in business ethics, corporate governance, environmental issues and social responsibility. Practical advice is provided with tips and guidance on making ethics and compliance presentations. Finally, the student is taken through a course review to reflect on their learning and also to help them to set career goals for their next steps.
Entry Requirements
All students must per 16 years of age and above.
These require a minimum prior learning to GCSE standard in order to for students to manage study and the assumed knowledge within course content.
Study Hours
Approximately 20 hours per unit
Assessment Method
Final online multiple choice examination.
Please note that you can enrol on this course at anytime.
Award
Level 3 Diploma in Compliance Management
This course is Quality Assured by OLQA
Additional Information
You will receive a certificate from the College. Fees for both are included in the course fee.
The course can be enrolled upon by students Internationally. There are no deadlines for enrolments.
To view the differences between our qualifications, please click HERE
What's Included
All study materials to enable the student to successfully complete the Diploma. Support is provided by the tutor department. Certification upon completion. All examination fees.
Course Fee
£465.00
Payment by Instalments
Students are able to pay course fees in monthly instalments. Click here to download our instalment plan.
Further Information
These require a minimum prior learning to GCSE standard in order to for students to manage study and the assumed knowledge within course content.
They provide an ability to gain and apply a range of knowledge, skills and understanding in a specific subject at a detailed level. Level 3 qualifications such as A levels, NVQ3, BTEC Diplomas etc. are appropriate if you plan to progress to university study.
Level 3 courses which are not examination board accredited can assist you in career development, continued professional development, personal development, and provision of a basis for further study.
Progression from level 3 is to specialist learning and detailed analysis of a higher level of information (for example university level study, Diploma Level 5 study).
Level 3 Diploma
The Quality Assured Diploma is a Level 3 equivalent on the National Qualifications Framework. The Diploma is a 1 year course which is self study and is examined by online examination. The Diploma is awarded by Oxford College. Upon completion of the course you will receive certification awarded by Oxford College.
Your course is delivered online via the Oxford Learning On Campus website.
This is a flexible learning course, so the more time you have to commit to your studies, the sooner you are able to complete.
Please note that included in your course fee is your registration to the On Campus student community, and a licence to print your study materials.
Please note that the licence is for one print only, so please ensure that you have enough paper and ink to print the full course materials if required.
You will require having one of the following packages to access your On Campus area:
Windows:Windows 98, 2000, XP, Vista, Windows 7 - Acrobat Reader 4.0 and above
Macintosh:Mac OS X, Mac OS 9.2 - Acrobat Reader 4.0 and above
In the student 'On Campus' you are also able to take part in the student chat room and forums as part of our online student community.
After enrolling online you will receive your username and password to access the On Campus area within 5 working days. You will also receive your personal Oxford Learning student number via email.
Materials and support provided by Oxford Learning.
Information provided is for information purposes only and no guarantees are made with regards to accuracy. It is advised that all details are checked prior to making a booking. Contents © 1999 - 2012. All rights reserved.
